Twin Peaks – Taking the cost out of compliance

South Africa has now formally begun implementing the new ‘Twin Peaks’ reforms for the regulation of the financial system and DB & Associates is assisting businesses to understand the immediate impact and prepare for the future.

18 questions – FSB elaborates on Directive regarding OTC operations

From the Financial Services Board: Proposed directive on companies that provide exchange infrastructures to facilitate trade in their own securities Questions and Answers 1. What is the extent of the application of the draft Directive? The draft Directive applies to all public companies that provide infrastructures conforming to the definition of an exchange where the … Read more